NLA Info: Federal Leg/Appr Update

Jim Bowling VE_BOWLING at A1.ODE.OHIO.GOV
Mon Nov 17 16:46:28 EST 1997


To:      National Literacy Advocacy Subscribers and Others
         
From:    Jim Bowling, Chair, Legislative Committee
         National Council of State Directors of Adult Education and
         American Association for Adult and Continuing Education

Subject: Federal Legislative and Appropriations Update

Authorizations: Proposed Senate Bill

As reported in the USDE/DAEL TH NOTES of November 13, 1997 and confirmed by 
Senator Michael DeWine's Office, Congress will not consider S. 1186, the 
proposed "Workforce Investment Partnership Act", before it recesses this week.  
Senate floor action is expected to be taken up in the second session of the 
105th Congress which will resume in January.  

Senate staff indicate that a "Managers Amendment" to the bill is being worked 
on by staff and that consideration is being given to NCSDAE/AAACE, and National 
Coalition for Literacy concerns and proposed changes as well as materials 
received from multiple other groups.  A summary of the concerns and requests 
relative to adult education and literacy are attached to this brief in the form 
of the text of a letter that was sent previously to key Senators on the Senate 
Labor and Human Resources Committee.  

We are requesting an opportunity to review language changes that are being 
considered in response to our issues before the bill is brought to the floor 
for a vote.  Once passed by the full Senate, it will be referred to a joint 
House/Senate Conference Committee that will be charged to reconcile the 
differences between the Senate and House passed bills.  

Any future Policy and/or Action Alerts that may be issued relative to S. 1186 
or other related matters will be posted to this listserv and the AAACE Web Site 
Home Page, Public Policy Section, at <http://www.albany.edu/aaace/>. 


Appropriations: FFY 1998 Budget Approval

Last weekend, Congress approved the Federal Fiscal Year (FFY) 1998 Labor,
Health, Human Resources, and Education appropriations bill (House Report
105-390).  The bill was signed by the President the morning of November 13th
in the East Room of the White House.  This action represents funds now
approved to use for the twenty-seven month period beginning July 1, 1998.
Final amounts (in thousands) include:
                                           
                                           1997     1998      Chg      %

Adult Education State-Administered Grts  340,339   345,339  +5,000    1.5
Evaluation and Tech Assistance (Nat Prgs)  4,998     4,998    -0-     0.0  
National Institute for Literacy (NIFL)     4,991     5,491  +1,000   22.3 
Literacy Programs for Prisoners            4,723     4,723    -0-     0.0
Sub-total for Adult Education            354,551   360,551  +6,000    1.7


We are grateful to the Budget Appropriations Conference Committee to see some 
increase in the amount for Adult Education, esp. for State Grants when neither 
the House nor Senate versions proposed any increase in the State Grant Program 
at all.  The initial Senate version did include maintaining level for Literacy 
Programs for Prisoners which the House and Administration sought to eliminate 
and the 1m increase for the Institute which prevailed over the proposed level 
amount in the House.  

While taking some level of satisfaction from all of this, of additional and 
greater concern is that larger increases of 41.7m in State Grants, 1m in 
National Programs, and 1.5m for the Institute proposed by the Administration 
did not have more of an impact on the outcome. If accepted, that would have 
raised the State Grant Program to 382m, or 36.6m MORE THAN the passed amount 
of 345.3m.  Further and lastly, even this highest proposed amount for State 
Grants by the Administration would still be seriously inadequate to more 
seriously address the extent of unmet needs for adult education and literacy 
in the States as expressed by the National Council of State Directors of Adult
Education in their recommended authorization level of 1b (billion) contained 
in their proposed Adult Education for the 21st Century document.

In closing, yes, we need to recognize and express thanks to the appropriate 
body and individuals responsible for the increases that did take place.  
However, we must never forget the much larger context and the extent of the 
large unmet needs that we all face in the States every day with still very 
limited and inadequate resources.



             NATIONAL COUNCIL OF STATE DIRECTORS OF ADULT EDUCATION 
                             November 14, 1997

     Following is the text of a letter sent to Senators Kennedy (D-MA), 
     DeWine (R-OH), Jeffords (R-VT), and Wellstone (D-MN) relative to issues 
     and requested language changes in the proposed Workforce Investment 
     Partnership Act. These were transmitted the week of October 20th in a 
     jointly signed letter from NCSDAE, AAACE, and The National Coalition
     for Literacy.
     -   -   -   -   -   -   -   -   -   -   -   -   -   -   -   -   -   -   -
     
     (Letter to Senators Kennedy, DeWine, Jeffords, and Wellstone) 

     Over the past two years we have worked closely with Senate staff to 
     help craft legislation that would enable us to effectively meet the 
     needs of under-educated and limited English proficient adults.  Part 
     of our challenge has been to accomplish maximum coordination of adult 
     education with the employment and training systems without intruding 
     on the integrity of either system.  We in the adult education 
     community  are grateful for having had this opportunity, acknowledge 
     the hard work and dedication of the staff in giving genuine 
     consideration to our suggestions, and we have, therefore, strongly 
     supported this legislation.  We hope to continue this support right up 
     to the enactment of comprehensive legislation for education and 
     workforce development.  State and local adult education programs share 
     the concerns expressed by other sectors of the education community 
     with respect to Title V of S1186  - the Workforce Investment 
     Partnership Act of 1997.  Our support for Title V is jeopardized by 
     provisions which appear to nullify many of the carefully crafted 
     provisions of Title II (as well as the other three preceding titles).  
     Over the past two weeks we have conveyed recommended language changes 
     to Committee staff, and have been told that Title V was still under 
     discussion and that efforts were being made to remove provisions 
     damaging to adult education.  To date we have not seen an amended 
     version of the bill - or any amended sections.  
     
     The adult education community has been more willing than most to be 
     flexible and support changes that feel fraught with risk but also hold 
     the promise of building a more coordinated and effective system of 
     services. With so much at stake and possibly little time remaining, we 
     now must know where we stand with respect to Title V in order to 
     continue providing this support.  We have restated our recommendations 
     below and request that we be able to examine the bill version destined 
     for floor action for a period of at least two weeks prior to its going 
     to the Senate floor.  We understand this may be difficult or even 
     impossible, however, we really need this time in order to shift gears 
     if the problematic provisions remain.  If this commitment is 
     impossible to make, we ask that we be allowed to examine the bill in 
     whatever form it has taken by October 31, 1997.  If the Senate is 
     unable to meet either of these requests, we must regretfully withdraw 
     our support for the bill in its present form, advocate for the removal 
     of adult education from Title V, and ensure that incentive grants 
     based on the adult education appropriation are triggered by the merits 
     of a state's adult education program.  
     
     CRITICAL TITLE V ISSUES:
     
     CONFLICTING REQUIREMENTS:  In section 501(b)(3) a"system program"  in 
     a unified plan is defined as a program CARRIED OUT THROUGH the one 
     stop customer service system.  While we agree with the goal of a 
     unified plan to foster more coordinated and integrated services under 
     the various components of our States' education, employment and 
     training systems, the unified plan MUST NOT require that adult 
     education services be provided through the one-stops.  The legislation 
     sets forth procedures to be followed by one-stop systems.  They are to 
     implement local partnership plans which, according to Section 309, are 
     not expected to address education in any form.   One-stop systems have 
     no responsibility to address the broad (family, community, and 
     economic) purposes of adult education. Their procedures conflict with 
     eligibility, activity, accountability and provider selection 
     provisions of Title II.  Moreover, one-stop systems are geared 
     especially to serve the unemployed, while over 40% of enrollees in 
     adult education are employed adults who have decided on their own to 
     seek further education - particularly refugees and immigrants seeking 
     to learn the language of their new country.  
     
     Recommended Language Change:    Instead of using the words "carried 
     out" by the one-stop customer service system for all activities 
     included in a unified plan, the language in Section 501(b)(3) could 
     read "Titles I and II activities CARRIED OUT IN COORDINATION WITH the 
     one-stop customer service system" and "other activities carried out 
     through the one-stop customer service system".
     
     CONTENT OF UNIFIED PLAN:  In Section 501(d)(1)(A) a unified State plan 
     is to be developed in a manner which "substantially reflects the 
     planning provisions of the federal statutes authorizing the system 
     programs".  The actual planning requirements are to be spelled out 
     later in regulations developed by the appropriate Secretaries {Section 
     501(d)(1)(B)}.  Since "substantially" is subject to a wide range of 
     interpretation, some limits need to be placed on how far a unified 
     plan can depart from the provisions of the principal titles of the 
     legislation.  
     
     Recommended Language Change:  Add to Section 501(d)(1)(B) "EXCEPT THAT 
     PLANNING REQUIREMENTS SHALL BE LIMITED TO THOSE NECESSARY TO ACHIEVE 
     COORDINATION AND SHALL NOT INCLUDE PROVISIONS WHICH AMEND ELIGIBILITY, 
     USE OF FUNDS, ACCOUNTABILITY, AND OPERATION AND ADMINISTRATION 
     PROVISIONS OF EXISTING FEDERAL STATUTES OR OTHER TITLES OF THIS 
     LEGISLATION"
     
     OTHER RELATED CRITICAL ISSUES:
     
     ELIGIBLE AGENCY:  Adult education can support the Section 2 definition 
     of "Eligible Agency" as long as the phrase "responsible for 
     administering or setting policy for adult education and literacy" is 
     changed to "responsible for administering AND setting policy for adult 
     education and literacy..."
     
     INCENTIVE GRANTS:  Section 243, "Incentive Grants" part (c) provides 
     that funds shall be used to "carry out innovative programs as 
     determined by the State".  Priority is to be given to States 
     submitting a unified plan as described in Section 501.   Even though 
     the funds for these grants comes off the top (2%) of the adult 
     education appropriation, there is no provision that any attention need 
     be paid to Title II.  Given the relatively low level of funding for 
     adult education, and the fact that far more significant resources are 
     already available through the other titles of this bill (as well other 
     HHS and DOL resources) we believe that it is essential to ensure that 
     this 2% investment in innovative/collaborative programs make some 
     contribution to strengthening the educational foundation of 
     under-educated and limited English proficient adults.
     
     Recommended Language Change:  Add language to the section on adult 
     education incentive funding which says,"ADULT EDUCATION ACTIVITIES 
     CARRIED OUT THROUGH A UNIFIED PLAN SHALL BE SUPPORTED AT A LEVEL 
     COMMENSURATE TO THE PROPORTION OF FEDERAL FUNDS CONTRIBUTED BY TITLE 
     II STATE GRANT AND INCENTIVE FUNDING".
     
     The concerns outlined above and the changes we have recommended are 
     critically important to ensuring that the hard work that went into 
     crafting Title II of the Act is not lost through problematic 
     provisions in Title V and related language.  Without these changes, 
     the adult education program will suffer irreparable harm.  
     
     
     NON-PRIORITY CONCERNS WE'D LIKE YOU TO CONSIDER:
     
     YOUTH PARTNERSHIPS:  Adult education providers are required members of 
     local workforce investment partnerships (Section 308(c). Section 
     308(i)(2) sets up the membership of local youth partnerships.  There 
     is no adult education representation.  Many out-of-school youth, 
     especially welfare recipients who are required to earn a high school 
     diploma or equivalent, will be enrolled in GED or adult high school 
     completion programs operated by adult education providers.
     
     Recommended Language Change:  Insert as (vi) of Section 308(i)(2) 
     "representatives of adult education providers" and renumber the 
     existing (vi) as (vii).
     
     ADULT EDUCATION AS A TRAINING ACTIVITY:  Section 315(c)(3)(C)(iv) 
     makes adult education an allowable training activity if it is provided 
     in combination with OJT, job readiness, or employment skill training.  
     The bill is silent on whether "in combination with" requires that the 
     services be concurrent.
     
     Recommended Language Change:  Add language that defines "in 
     combination with" as being concurrent with, or in sequence with, as 
     part of an employability development plan".
     
     ACCOUNTABILITY FOR ADULT EDUCATION ACTIVITIES WHICH QUALIFY AS TITLE 
     III ACTIVITIES:  Recognizing that direct placement may not be the 
     outcome of certain activities authorized under Title III (such as 
     adult education) Section 312(b)(2)(C)(v) lists other acceptable 
     outcomes.  This set of outcomes does not explicitly include adult 
     education outcomes although adult education is an allowable activity 
     if conducted in combination with other authorized activities.
     
     Recommended Language Change:  Add to Section 312(b)(2)(C)(v) "for 
     literacy providers or providers of integrated education and training 
     services, the success rate of the applicable program in raising the 
     literacy levels of individuals in skill areas that are considered 
     important for successful participation in training and employment"
     
     CONTROL OF REFERRALS BY ONE-STOPS:  Section 311 provides that not only 
     would one-stop systems  conduct  intake, initial assessment, and 
     referral services, they could also directly provide services.  There 
     is an inherent conflict of interest in this arrangement.  As the sole 
     gateway for clients eligible for training, other training providers 
     will be dependent on the quality and timeliness of referrals from the 
     one-stops. However, the one-stop, in an environment of high stakes 
     performance standards, will also be referring clients to parts of its 
     own agency - which may be in competition for funds with one-stop 
     partner agencies.  One-stop partner agencies will perceive themselves 
     to be at a distinct disadvantage.
     
     Recommended Language Change: Enact language which establishes a 
     process whereby the one-stop partners monitor the referral behavior of 
     the one-stop customer service system operator. 
     
     
     Thank you once again for the opportunity to strengthen the "Workforce 
     Investment Partnership Act of 1997."


     Signed:

   
     Jim Bowling, Chairman        
     National Council of SDAE


     Bob Bickerton, Chairman
     Legislative Committee
     NCSDAE and AAACE


     Peter Wait, Chairman
     National Coalition for Literacy


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